PRIIPs

PRIIPs

The EU regulation for Packaged Retail and Insurance-based Investment Products (PRIIPs) came into force on January 1, 2018. It requires banks, asset managers and insurers who are producing or selling such products to provide Key Information Documents (KIDs) to their retail investors before they may enter into a contract. The main aim is to standardize the communication of essential features of the PRIIP, its risk and reward profile and associated costs so that the retail investors may have increased comparability and transparency.

HOW OTCFin CAN HELP

Data Processing and PRIIPs Computations

01

COMPREHENSIVE MANAGED SERVICE

Our experienced team provides stellar customer service to support you in applying the regulation for your specific products.  We support calculations for all product types within the scope of the regulation:
  • SRI and Performance Scenario calculations
  • Transaction costs
  • Performance fees
  • Insurance cost
Taking advantage of our Managed Services also saves you the operational burden of deploying additional staff and hardware to on-board and maintain the regulatory reporting requirements.
02

AUTOMATED DATA MANAGEMENT PROCESS

Input data sourcing and validation are performed efficiently by our proprietary PATOne EDM which flexibly handles data provided in different formats.  Clients may give us their data in the format most convenient to them.
03

STANDARD REPORT GENERATION

Outputs generated in EPT/CEPT formats.  Calculated outputs provided via integration with document producer for KID production
04

ON-GOING MONITORING AND MAINTENANCE

Our team will run the data and computation processes on a regular basis to monitor and ensure compliance of the regulation over time.  We also keep abreast with the latest developments in the regulation to ensure that the calculation methodology used remains up-to-date.

REGULATORY REPORTING WORKFLOW DIAGRAM

WORK WITH US

We'll do everything we can to make our next best project!

CONTACT US

Please contact us using the form below or send us an email at info@otcfin.com

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